Mutual Fund Distribution

We strive to provide ease of investment in mutual funds. The distribution of financial products of fund houses provides ability to position various funds across a broad range of both HNI as well as Institutional investors / clients. We are registered with AMFI to conduct the distribution of mutual fund services to our clients. We are empanelled with the major fund houses to distribute their mutual fund services.

Disclosure

AMFI REGISTERED MUTUAL FUND DISTRIBUTOR

1. Registered with AMFI: Yes
2. Date of initial Registration: 05 / 06 / 2017
3. AMFI Registration Number: 3529
4. Current validity of ARN - 04 / 06 / 2026

As per SEBI circular: SEBI/IMD/CIR No. 4/ 168230/09, and in line with our best practices following are details of the comparative commission earned by Khambatta Securities Ltd from various AMCs, whose products are being distributed:

Fund Categories Upfront Income Trail 1 Year
Balanced & Equity Schemes 0% 0.45%-1.25% Arbitrage 0%
0%
0.45%-1.25%
0.40%-0.65%
Sector/Thematic Funds 0% 0.50%-1.50%
Debt - Liquid/overnight
Debt - Ultra Short-term
0%
0%
0.02%-0.10%
0.10%-0.50%
Debt - Ultra Short-term
Debt- Dynamic/Gilt (Incl. Gilt)
0% 0%
Debt - Ultra Short-term
Debt- Dynamic/Gilt (Incl. Gilt)
0%
0%
0.25%-0.75%
0.40%-1.00%
Debt - Corporate/Banking & PSU 0% 0.25%-0.40%

The above commission details are broad range for different categories of mutual funds done by us. Details of Scheme level commission on Mutual funds are available at our office andare provided at the time of investment.

This is on a best effort basis and commission rates are updated as and when actual rates are received from AMCs.

Escalation Matrix For Mutual Fund Grievances

At Khambatta Securities Limited, we believe in ensuring high service standards. As part of this endeavour, we provide various avenues to reach out to us for any queries or raise your grievances, if any.

For Service & Operation:

Ms Fathima Khan - Contact: 022 40273340 Email: fathima@khambattasecurities.com

For Further Escalation:

Mr. Noshir Khambatta - Contact: 022 40273302 Email: noshir@khambattasecurities.com

ADDRESS

Khambatta Securities Limited,
#1, Ground Floor, 7/10 Botawala Building,
9 Bank Street, Horniman Circle, Fort, Mumbai- 400 001
Phone +91 22 4027 3340, Fax + 91 22 4027 3377
MAIL: fathima@khambattasecurities.com